Legal & Compliance Officer

About this role

UNOCASA Limited is a Lagos-based firm established to provide marketing, business strategy, recruitment, and human resources consultancy. The Legal & Compliance Officer role supports the company in meeting regulatory, legal, and governance obligations as a SEC-licensed fund and portfolio manager. The position involves ensuring compliance with SEC Nigeria rules, ISA requirements, AML/CFT regulations, and internal policies, along with providing legal advisory and managing regulatory filings. It acts as the main liaison with regulators such as SEC, NFIU, FIRS, and CAC, and requires strong analytical skills and attention to detail in interpreting financial regulations. The role is hands-on and suited for someone who can operate independently in a fast-paced environment.

What you would do

• Lead SEC regulatory filings (Daily, QMR, AUM, Annual).
• Draft and negotiate complex investment documents (IMAs, SLAs, NDAs).
• Act as the primary interface for SEC, NFIU, and CAC.
• Drive the AML/CFT and KYC/CDD framework.
• Review and advise on legal and regulatory matters related to the fund/portfolio management activities.

What they are asking for

• LL.B/ BL degree.
• 3 - 6 years of experience in asset management, fund management, or investment banking.
• Proven track record handling SEC Nigeria rules and filings.
• High integrity and ability to work independently in a fast-paced environment.

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