Deputy Managing Director - Stockbroking

About this role

Goldenbridge Asset Management is recruiting for a Deputy Managing Director of Stockbroking in Lagos. The role is for a seasoned female executive (ages 40–50) who will partner with the Managing Director to drive business growth, operational excellence and market expansion for the stockbroking arm. The position requires leading business development across local and international capital markets and strengthening client relationships while steering revenue growth and cross-border initiatives. The firm is regulated by the SEC and operates in Nigeria’s capital markets, with a focus on compliance and market integrity. The role involves overseeing regulatory compliance, governance, risk, AML/KYC and investor protection within the stockbroking unit, and driving strategic initiatives aligned with regulatory requirements.

What you would do

• Oversee SEC compliance and licensing, including filing statutory returns and maintaining capital adequacy.
• Ensure NGX trading rule compliance and proper use of trading platforms.
• Lead corporate governance and enterprise risk management across units.
• Supervise AML/KYC procedures and reporting of suspicious activity.
• Oversee client asset safeguarding and accurate client reporting.
• Maintain fit and proper leadership standards for senior management.
• Drive growth strategies and cross-border expansion in line with regulations.
• Develop compliant investment products and services with SEC approvals.
• Strengthen the institutional client base while adhering to regulatory requirements.
• Act as liaison with regulators and market operators (SEC, NGX, NSE Regulation, etc.).

What they are asking for

• Bachelor’s degree in Finance, Economics, Law or related field (MBA preferred).
• SEC-registered or eligible to be registered as a Sponsored Individual.
• Professional certifications such as CIS, CFA or ACCA are an added advantage.
• 15–20 years in capital markets with 8–10 years in executive leadership.
• Demonstrable experience with SEC and NGX regulatory frameworks.
• Strong knowledge of SEC Rules and NGX Trading Regulations.
• High ethical standards and governance experience.
• Excellent stakeholder engagement with regulators and market institutions.
• Female candidate aged 40–50 with a track record of regulatory-compliant growth.
• Experience managing regulatory audits and inspections.

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