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Chief Compliance Manager
About this role
The role is for a Chief Compliance Manager at Rosabon Financial Services in Lagos. The position leads the company’s compliance function, ensuring adherence to laws, regulations and internal policies, and advises senior management and the Board on regulatory matters. The employer emphasizes governance, risk management, anti-fraud and AML/CFT frameworks, and a culture of ethical conduct to support sustainable growth. The appointee will oversee regulatory reporting, training, monitoring, and interactions with regulators and auditors. The role requires substantial experience in compliance or risk management and relevant certifications.
What you would do
- Develop and maintain the compliance framework, policies, and procedures.
- Advise the Board and executive management on compliance obligations and emerging issues.
- Ensure the independence of the compliance function and participate in relevant committee meetings.
- Oversee compliance reporting and assurance activities.
- Ensure adherence to local and international regulations and timely regulatory filings.
- Engage with regulators, auditors, and law enforcement as needed.
- Identify, assess and monitor compliance and operational risks across units.
- Design and deliver compliance training and promote whistleblower mechanisms.
- Monitor transactions and processes for compliance; conduct audits and investigations.
- Track audit and regulatory findings and ensure timely remediation.
What they are asking for
- Bachelor's degree in finance, accounting or related field
- Professional compliance or risk management certification (eg CCO, CAMS, CFE, CRCP, ICAN, ACCA)
- At least 8 years in compliance, risk management, or regulatory affairs
- At least 4 years in a managerial or leadership role
- Strong knowledge of financial regulations, AML/CFT, and data protection laws
- Excellent analytical and communication skills
- High integrity with attention to detail and sound judgment
- Proficiency with Microsoft Office and compliance tools
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